has been acquired by
Flat World Technology Solutions, Inc.
and received equity financing from institutional investors in the amount of
$10,000,000
We acted as exclusive financial advisor and placement agent
This notice appears as a matter of record only.
| 
OTCBB: WNWG
$32,350,000
Private Placement of
Fixed Price
Convertible Debentures
Placement Agent
This notice appears as a matter of record only.
| 
OTCBB: PUMD
$3,125,000
Private Placement of
Common Stock
to a single institutional investment fund
We acted as the exclusive placement agent and financial advisor to the Issuer.
Lane Capital Markets, LLC
Southport, CT
www.lanecapitalmarkets.com
A FINRA member firm
September 29, 2010
This notice appears as a matter of record only
|
Novavax
OTCBB: PPTI
$4,000,000
Shelf Offering
Common of Stock
Exclusive Placement Agent
Lane Capital Markets | 
PKE: CN
$1,025,000
13% Secured Note
Exclusive Placement Agent
This notice appears as a matter of record only.
| 
Symbol: CBPO
$8,110,600
Private Placement of
Common Stock and Warrants
Exclusive Placement Agent
This notice appears as a matter of record only.
|
NASDAQ: MFRI
$18,555,500
Registered Direct Offering
Common Stock
Sole Placement Agent
This notice appears as a matter of record only.
| 
NASDAQ: BDCO
$1,960,000
Private Placement
of Common Stock
Placement Agent
This notice appears as a matter of record only.
| 
NASDAQ: BDCO
$2,250,000
Private Placement
of Common Stock
Placement Agent
This notice appears as a matter of record only.
|
OTCBB: CPTC
$3,500,000
Secured Convertible
Bridge Note
Exclusive Placement Agent
This notice appears as a matter of record only.
| 
OTCBB: CPTC
$6,000,000
Unsecured DIP Financing
Exclusive Placement Agent
This notice appears as a matter of record only.
| 
OTCBB: CPTC
$15,000,000
Fixed Price Convertible
Debenture
Exclusive Placement Agent
This notice appears as a matter of record only.
|
AMEX: ARD
$10,171,750
Follow-on Unit Offering
Common Share and Warrant
Co-Lead Manager
This notice appears as a matter of record only.
| 
OTCBB: CDRM
$6,300,000
Common Stock and Warrants
Placement Agent
This notice appears as a matter of record only.
| 
OTCBB: CDRM
$4,000,000
Common Stock and Warrants
Placement Agent
This notice appears as a matter of record only.
|
OTCBB: PPTI
$4,500,000
Fixed Price Convertible
Preferred Stock
Exclusive Placement Agent
This notice appears as a matter of record only.
| | |
